Hadrius: AI-Powered Compliance Automation for Financial Firms

Hadrius is an AI-powered compliance platform designed to automate and centralize compliance operations for SEC and FINRA-regulated RIAs, broker-dealers, and tech-enabled financial firms. Built by a team of software engineers, compliance professionals, and asset managers, Hadrius streamlines complex compliance workflows through intelligent automation, reducing false positives by over 90% and saving firms an average of 19 hours per week and $36.1k+ annually. The platform handles critical compliance functions including marketing review, communications review, code of ethics enforcement, employee compliance tools, and electronic communications monitoring, all within a secure, SOC 2-compliant environment. With access to 24/7 compliance and engineering support and a complimentary 30-minute demo, Hadrius enables financial institutions to consolidate multiple vendors, reduce costs, and focus on growth.

Key Features:

• AI-Driven Compliance Automation: Automates marketing review, comms review, and code of ethics enforcement with high accuracy.
• Electronic Communications Compliance: Reduces false positives by over 90% using AI.
• Employee Compliance Tools: Includes trade monitoring, attestations, certifications, disclosures, political contributions, OBA requests, and trade authorizations.
• Marketing Compliance: AI-powered document review, archiving, and searchable document storage.
• SOC 2 Compliance: Regularly audited by third-party firms for security and data protection.
• Time and Cost Savings: Average of 19+ hours saved per week and $36.1k+ in annual compliance savings.
• Centralized Platform: Consolidates multiple compliance vendors into a single, streamlined solution.
• 24/7 Support: Complimentary access to compliance and engineering teams.
• Personalized Demo: Complimentary 30-minute demo to showcase platform capabilities.
• Subscription Option: Access to Hadrius Articles for ongoing insights.

Pricing: Hadrius offers a free trial with a complimentary 30-minute demo, and pricing is available upon request, indicating a subscription-based model tailored to firm size and needs.

Conclusion: Hadrius is a powerful, AI-driven solution that transforms compliance from a cost center into a strategic advantage, helping financial firms operate more efficiently, reduce risk, and save significant time and money while maintaining regulatory adherence.